Last Updated October 13, 2023
Version 3

POLICY ON PRIVACY & PROCESSING OF PERSONAL DATA AND NOTICE

THIS POLICY IS IMPORTANT. PLEASE READ IT COMPLETELY AND THOUGHTFULLY. IT SHOULD  ASSIST YOUR DECISIONS ON SHARING DATA WITH US. THIS POLICY ON PRIVACY & PROCESSING OF PERSONAL DATA (“Privacy Policy” or “Policy”)  AND NOTICE THEREOF (Notice) IS PROVIDED IN COMPLIANCE WITH APPLICABLE LEGISLATION,  INCLUDING BUT NOT LIMITED TO THE DATA PROTECTION LAWS, REGULATIONS, AND  GUIDELINES IN

ARGENTINA 

BRAZIL 

CANADA (INCLUDING THE PERSONAL INFORMATION PROTECTION AND ELECTRONIC  DOCUMENTS ACT (PIPEDA)) 

CALIFORNIA, US (INCLUDING THE CONSUMER PRIVACY ACT) 

CHILE 

COLOMBIA 

COTE D’IVOIRE 

EUROPEAN UNION (EU) (INCLUDING THE GENERAL DATA PROTECTION REGULATION  (EU GDPR)) 

MONTANA, US (INCLUDING THE CONSUMER DATA PROTECTION ACT (MCDPA))

NIGERIA 

PERÚ 

SOUTH AFRICA 

THE UNITED KINGDOM (UK) (INCLUDING THE GENERAL DATA PROTECTION  REGULATION (UK GDPR)) 

THE UNITED MÉXICAN STATES (MEXICO) 

THE UNITED STATES OF AMERICA (US) (INCLUDING THE ELECTRONIC  COMMUNICATIONS PRIVACY ACT (ECPA)).

ANY QUESTIONS OR CONCERNS CAN BE ADDRESSED TO US ELECTRONICALLY AT  PRIVACY@CONDUIT.FI, OR BY PHYSICALLY WRITING TO US AT 1001 S MAIN STREET, SUITE  4080, KALISPELL, MONTANA 59901, UNITED STATES OF AMERICA. 

We appreciate you wanting to interact and/or participate with Conduit Technology, Inc., including our  subsidiaries, affiliates, and other business under common control (collectively referred to as "Conduit",  “our”, “us”, or "we"). Conduit’s client focus is presently only on businesses (often known as business-to business or “B2B”), which means that we only accept businesses (also commonly known as “legal  entities”, “legal persons”, or “moral persons” and which shall, along with natural persons, hereinafter be  collectively referred to as a “persons”) as our clients. Although our focus is B2B, we do collect data on  natural persons that own, are acting on behalf of, or for, our (actual or potential) clients (hereinafter  collectively referred to as “clients”, “you”, or “your”). We take privacy seriously and are committed to  protecting personal data and privacy rights. This Policy and Notice describes the data we obtain, collect,  how it’s used, and the applicable data rights.  

When you visit our websites (e.g., https://conduit.fi, https://conduit.financial), our platform, or use our  products or services, you are entrusting us with your personal data and we want you to know we value your  privacy. That’s why Conduit, in complying with current personal data privacy, protection, and processing  regulations, and in accordance with the provisions of legislation and other provisions that modify, add or  complement those regulations, presents the following Policy regarding the personal data provided to Conduit by you (the data owner, hereinafter referred to as “Owner”), including clients, collaborators,  partners, suppliers, third-parties, vendors, and any other person from whom Conduit obtains, collects,  processes, or treats personal data, whether said treatment is carried out by us or third parties who do so  on our behalf. 

This Policy aims, among other things, to protect the data rights of persons, along with providing clarity on  how to request Conduit to update, rectify, and ⎯ if permissible under the applicable laws, regulations, and  rules, which often intertwine with anti-financial crime (“AFC”) guidelines, laws, regulations, and rules (AFC  topics include but are not limited to anti-money laundering, countering terrorism financing, financial  sanctions, fraud, theft, impersonation, counterfeiting, anti-bribery, and anti-corruption) ⎯ delete the data  that we have collected and stored. To be clear, Conduit only collects, stores, and treats personal data when  it has been previously authorized to do so by the data’s Owner, and in compliance with our own privacy  and confidentiality provisions as set forth herein. This Policy provides general standards used to protect the  Owners personal data, the reasons we process and use data (treatment), who is responsible for handling  data privacy and protection complaints and claims, and the procedures that must be followed by Owners in  order to know, access, update, rectify, and, if permissible delete, the data provided to Conduit. 

This Policy applies to all data obtained and/or gathered, regardless of the means, methods, or locations from which such data was obtained and/or gathered (in this Policy these means, methods, and locations  include but are not limited to our websites, platform, products, services, onboarding processes, information  requests, and data requests, and are collectively referred to as "Places"). 

If there are any terms in this Policy that you do not agree with, please stop using our Places.  

To exercise any rights regarding your personal data, please contact us at privacy@conduit.fi or at the  physical address provided herein. You may also contact us and request that your data thus far collected be  removed from our systems and we will honor your request up to the limits permitted under the applicable  laws, regulations, and rules (hereinafter collectively referred to as “Laws”). 

TABLE OF CONTENTS 

  1. DEFINITIONS 
  2. PRINCIPLES FOR THE PROCESSING OF PERSONAL DATA OF DATA PROTECTION 3. HOW WE COLLECT THE DATA 
  3. WHAT DATA DO WE COLLECT? 
  4. HOW DO WE USE YOUR DATA? 
  5. WILL YOUR DATA BE SHARED WITH ANYONE?  
  6. WITH WHOM WILL YOUR DATA BE SHARED?  
  7. DO WE USE COOKIES AND OTHER TRACKING TECHNOLOGIES?  
  8. HOW WE HANDLE YOUR THIRD-PARTY ACCOUNT LOGINS?  
  9. HOW LONG AND WHERE DO WE KEEP YOUR DATA? 
  10. HOW DO WE KEEP YOUR DATA SAFE?  
  11. DO WE COLLECT DATA FROM MINORS?  
  12. WHAT ARE YOUR DATA PRIVACY & PROTECTION RIGHTS? 
  13. DO ARGENTINIAN RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  14. DO BRAZILIAN RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  15. DO CALIFORNIA RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  16. DO CANADIAN RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  17. DO CHILEAN RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  18. DO COLOMBIAN RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  19. DO COTE D’IVOIRE RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  20. DO EU AND UK RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  21. DO MEXICAN RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  22. DO MONTANA RESIDENTS HAVE SPECIFIC DATA RIGHTS?
  23. DO NIGERIAN RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  24. DO PERUVIAN RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  25. DO SOUTH AFRICAN RESIDENTS HAVE SPECIFIC DATA RIGHTS? 
  26. DO WE UPDATE THIS POLICY? 
  27. HOW TO CONTACT US ABOUT THIS POLICY? 
  28. DO WE TREAT SENSITIVE PERSONAL DATA? 
  29. HOW WE TREAT THE PERSONAL DATA OF OUR EMPLOYEES

1. DEFINITIONS 

Address (electronic): Conduit Technology, Inc., at privacy@conduit.fi  

Address (physical): Conduit Technology, Inc., 1001 S Main Street, Suite 4080, Kalispell, Montana  59901, United States of America. 

Anonymization: use of reasonable technical means available at the time of processing, by which the  data loses the possibility of direct or indirect association with a natural person. 

Anonymized data: data related to an Owner that cannot be identified, considering the use of reasonable  technical means available at the time of processing. 

Authorization: prior, express, and informed consent of the Owner to carry out the processing of personal  data. 

Blocking: temporary suspension of any treatment operation, keeping personal data or the database. 

Communication or transmission of data: disclose in any way the personal data to persons other than  the Owner, whether determined or indeterminate. 

Consent: free, informed, and unequivocal expression by which the Owner accepts the processing of  their personal data for specific purpose(s). 

Data blocking: the temporary suspension of any stored data processing operation. 

Data dissociation procedure: all processing of personal data in such a way that the data obtained  cannot be associated with a specific or determinable person. 

Data modification: any change in the content of the data stored in records or databases. 

Data retention: the amount of time that data is retained within the database; we retain data for ten (10)  years after the relationship with the Owner or our client terminates, or pursuant to the applicable data  Laws, whichever is longer. 

Data sharing: communication, dissemination, international transfer, interconnection of personal data or  shared treatment of personal data banks by public bodies and entities in compliance with their legal  powers, or between them and private entities, reciprocally, with express authorization, for one or more  treatment modalities allowed by these public entities, or between private entities. 

Data: facts, statistics, details, and information provided or collected or learned about something or  someone for reference or use or storage or analysis. 

Database custodian: natural person, within Conduit, who guards the personal databases. 

Database: structured set of data, including personal data, established in one or more places, on  electronic or physical support. 

Elimination: elimination of data or data sets stored in a database, regardless of the procedure used. 

Expired data: which has become out of date by provision of the law, due to the fulfillment of the condition  or the expiration of the period indicated for its validity or, if there is no express rule, due to the change in  the facts or circumstances indicated.

Habeas data: it is the right of the Owner of the personal data to demand from the database custodian  access, inclusion, exclusion, correction, addition, updating and rectification of the data, as well as the  limitation in its disclosure, publication, or transfer. 

Impact report on the protection of personal data: documentation of the database custodian that  contains the description of the personal data processing processes that may generate risks to civil  liberties and fundamental rights, as well as measures, safeguards, and risk mitigation mechanisms. 

International data transfer: transfer of personal data to a foreign country or international organization  of which the country is a member. 

Legislation: includes but is not limited to Brazilian Regulation, Law 13,709 in relation to Law 13,853;  California Civil Code Section 1798.83, also known as the “Shine The Light” law and the California  Consumer Privacy Act of 2018; Canada Personal Information Protection and Electronic Documents Act  (PIPEDA); Chilean Regulation Law 19628; Colombian regulation, Law 1581 of 2012, Decree 1074 of  2015, Law 962 2005, and Law 1480 from 2011; European Union (EU) General Data Protection  Regulation (EU GDPR); Montana Consumer Data Protection Act (MCDPA); Peruvian Regulation Law  29733 and Law 27444; United Kingdom (UK) General Data Protection Regulation (UK GDPR), tailored  by the Data Protection Act of 2018; and the US Electronic Communications Privacy Act (ECPA). 

Operator: a person, under public or private law, who processes personal data on behalf of the person  responsible for the treatment. 

Owner of personal data: natural persons whose data is subject to treatment (Owners). In the context  of this Policy, the Owners may be: (i) clients, including all natural persons related or associated or  involved with such clients; (ii) third-party vendors, suppliers, and partners; and (iii) all those persons not  related to Conduit whose personal data is processed. 

Owner: the person who owns the personal data that is subject to treatment. 

Person in charge of the treatment: person of a public or private nature that, by itself or in association  with others, carries out the processing of personal data on behalf of the database custodian. 

Person: a natural person (also known as (aka) a human being) or legal person (aka legal entity such as  a corporation, or moral person). 

Personal data: any data concerning or linked to specific or determinable natural persons. Personal database: organized set of personal data that are subject to treatment by a person. 

Privacy notice: oral or written communication addressed to the Owners of the personal data that are  being processed by a company, in which they are informed about the existence of the personal data  treatment policies that will be applied to them, the form of access them, and the purposes for which the  Owners personal data will be used. 

Private data: personal data that, due to its intimate or reserved nature, is relevant for the Owner. 

Public data: personal data classified as such according to the Constitution and/or the law, and that has  not been classified as private or semi-private personal data. 

Research body: body or entity of direct or indirect public administration or non-profit private law legal  person, legally constituted under Brazilian law, with headquarters and jurisdiction in the country, which  includes in its institutional mission or in its corporate purpose or basic or applied regulatory research of  a historical, scientific, technological, or statistical nature (wording given by Law No. 13,853, of 2019). 

Responsible for the treatment: person of a public or private nature that by itself or in association with  another or others decides on the processing of personal data. In this case, Conduit will be responsible  for the treatment. 

Semi-private data: personal data known and of interest both for the Owner and for a certain sector of  person or for society in general, so it is not of an intimate, reserved, or public nature.

Sensitive data: personal data that affects the privacy of the Owner and whose incorrect use could  generate discrimination. Sensitive data includes health data, data on sexual orientation, racial and ethnic  origin, political opinions, religious, philosophical, or moral convictions. 

Sources accessible to the public: records, or compilations of personal data, public or private, with  unrestricted access or reserved for applicants. 

Statistical data: the data that, in its origin, or because of its treatment, cannot be associated with an  identified or identifiable owner. 

Transfer: the transfer of personal data takes place when the database custodian and / or person in  charge of the treatment of personal data sends the data or personal data to a recipient, who in turn is  responsible for the treatment and is inside or outside the country. 

Transmission: processing of personal data that implies communication to a third party, within or outside  the territory of the country, when said communication is intended to carry out a treatment by the person  in charge on behalf of and on behalf of the database custodian, for fulfill the purposes of the latter. 

Treatment: any operation or set of operations on personal data, such as the collection, storage, use,  circulation, or deletion. 

Ways to collect personal data: Conduit may know, collect, store, manage the data of the Owner of the data in accordance with the data use policy contained herein through the Conduit Places, including but not limited to following means: (i) mobile applications; (ii) websites; (iii) Conduit platform; (iv) Conduit products; (v) Conduit services; (vi) agreement, alliance, contract, or partnership with Conduit; and (vii) Conduit's third party providers, including but not limited to identity verification partners, financial service provider partners, and blockchain industry partners.

2. PRINCIPLES FOR THE PROCESSING OF PERSONAL DATA AND DATA PROTECTION 

As established in legislation, the protection of personal data will be governed by the congruent and  comprehensive application of the following principles: 

Principle of legality in the processing of personal data: processing of personal data referred to  in legislation is a regulated activity that must be subject to what is established therein and the other  provisions that develop it. 

Principle of adequacy: compatibility of the treatment with the purposes informed to the Owner,  according to the context of the treatment. 

Principle of necessity: limitation of the treatment to the minimum necessary for the achievement  of its purposes, with the scope of the pertinent, proportional, and not excessive data in relation to  the purposes of the data processing. 

Principle of prevention: adoption of measures to prevent the occurrence of damages due to the  processing of personal data. 

Principle of non-discrimination: impossibility of carrying out the treatment for discriminatory illicit  or abusive purposes. 

Principle of accountability: demonstration, by the person responsible for the processing, of the  adoption of effective measures capable of proving the observance and compliance with the  personal data processing and protection regulations, including effectiveness of these measures. 

Principle of purpose: processing of personal data must obey a legitimate purpose in accordance  with the applicable Laws, which must be informed to the Owner. 

Principle of freedom: processing of personal data can only be exercised with the prior, express,  and informed consent of the Owner. Personal data may not be obtained or disclosed without prior  authorization, or in the absence of a legal or judicial mandate that relieves consent.

Principle of truthfulness or quality: the data subject to treatment must be truthful, complete,  exact, updated, verifiable and understandable. Processing of partial, incomplete, fractional, or  misleading data is prohibited. 

Principle of transparency: in the processing of personal data, the right of the Owner to obtain  from the person responsible for the treatment or the person in charge of the treatment, at any time  and without restrictions, information about the existence of data regarding such person must be  guaranteed. 

Security principle: the data subject to treatment by the person in charge of the treatment or person  in charge of the treatment referred to in applicable Laws, must be managed with the technical,  human, and administrative measures that are necessary to provide security to the records avoiding  its adulteration, loss, consultation, use, or unauthorized or fraudulent access. 

Principle of confidentiality: all persons who intervene in the processing of personal data that are  not public in nature are obliged to guarantee the reservation of the data, even after the end of their  relationship with any of the tasks that comprise the treatment, being able only carry out supply or  communication of personal data when this corresponds to the development of the activities  authorized in legislation and in the terms of the same. 

Principle of access and restricted circulation: the treatment is subject to the limits that derive  from the nature of the personal data, the provisions of applicable Laws. The treatment, therefore, can only be done by persons authorized by the Owner and/or by persons provided for in the law. 

Principle of proportionality: all processing of personal data must be adequate, relevant, and not  excessive for the purpose for which the data was collected. 

Principle of adequate level of protection: for the cross-border flow of personal data, a sufficient  level of protection must be guaranteed for the personal data to be processed or, at least,  comparable to that provided by the applicable Law or by international standards on the matter. 

3. HOW WE COLLECT DATA

The personal data we collect depends on the context of your interactions with us and our Places, the  choices you make, and the products, services, and features you use.  

The personal data we collect may include the following: 

By automatically storing the data of the users who access the Conduit Places using cookies. Some of the  data that can be stored automatically are the URL, the browser used, and IP address among others. ▪ by email communications 

▪ through accessing Conduit’s websites and pages 

▪ through access to mobile applications 

▪ through access to platform or environments such as the Conduit sandbox 

▪ creating username and password to access Conduit Places 

▪ through telephone calls regardless of medium (apps, wired, wireless, etc.) 

▪ through events held by Conduit or events attended by Conduit 

▪ through the referral, transfer, or transmission by strategic allies or partners 

▪ through agreements, applications, contracts, forms, or requests for information ▪ through service offers 

▪ through the cooperation contract 

▪ through service provision contracts 

▪ through service portfolios 

▪ through interfacing, regardless of the medium (apps, in person, telephone, video conference, etc.).

4. WHAT DATA DO WE COLLECT?

a. DATA YOU DISCLOSE AND/OR PROVIDE AND/OR AUTHORIZE US TO COLLECT

In sum: As noted above, Conduit only accepts legal persons as our clients, however, during the course of  performing due diligence on our clients we collect data about certain natural persons affiliated or associated  with our clients due to their professional or business capacity, when you visit our Places, that you provide  to us, or when you communicate with us regardless of the medium used. 

All personal data provided must be true, accurate, and complete. You must promptly notify us of any  changes to keep such personal data accurate. The personal data we collect can include the following: